Posts tagged Dodd Frank.
On November 30, 2017, the SEC announced that it awarded more than $16 million to a pair of whistleblowers reporting securities law violations by a public company, ranking it among the ten largest awards since the inception of the whistleblower program. With this case, SEC enforcement actions triggered by whistleblowers have now resulted in more than $1 billion in financial remedies ordered against wrongdoers.
Opens door for Conservative Shift and Deregulation of Wall Street.
The SEC’s whistleblower program surpasses $100 million in awards.
Restrictive language in confidentiality agreements may subject companies to SEC enforcement action.