Posts tagged Exchanges.
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Delays and Difficulties for Fintech Start-Up Begin with Regulatory Questions About What a Security Is and What It Means to Facilitate Securities Transactions

Orchard Platform’s electronic trading platform appears to have found safe legal ground at last to effect “securities” transactions in marketplace loans.

Tags: Alternative Trading Systems   ATS   Broker-dealer   Broker-dealer registration   Definition of a Security   Exchanges   securities   Securities Exchange Act   securities transactions   trading platforms
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