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More than 2,000 Publicly Traded Companies Shifted to OTC’s Expert Market as Amended Rule 15c2-11 Goes into Effect

The SEC and OTC Markets Group follow through on prohibiting brokerage firms from quoting prices for OTC stocks for which brokers don’t have current, and thus reliable, financial information. Shareholders and investors of more than 2,000 publicly traded OTC Pink No Information companies (about 16% of all OTC companies and 18% of all OTC Pink companies) will now find it more difficult to buy and sell those stocks on the Expert Market.

Tags: Amended Rule 15c2-11   Exchange Act Rule 15c2-11   Expert Market   FINRA   Late filings   OTC   OTC Market Group   OTC Markets   OTC Pink   Unsolicited quotes
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