Posts tagged Investor Alert.
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The SEC Warns Prospective Investors to Beware of Claims that the SEC Has Approved a Securities Offering (Because It Hasn’t, Technically)

Fraudsters may use SEC forms and filings to falsely claim SEC registration or that an offering was approved by the SEC. Don’t confuse that with the actual vetting by the SEC staff of disclosure during the review process and acceleration of effectiveness of a registered securities offering.

Tags: Crowdfunding   Form D   Initial coin offering   Investor Alert   Item 501(b)(7)   Offering statement on Form 1-A   Offering statement on Form C   Registration statements   Regulation A activity   Regulation S-K   Rule 253(f)   SEC approval of offerings   SEC Office of Investor Education and Advocacy   Securities Act of 1933   Securities offerings   Unregistered offerings
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