Posts tagged Securities offerings.
By: , ,
New York State Updates State Securities Regulations

New Rules Modernize Securities Filings and Eliminate Pre-Offer Filing Requirements, Now Consistent with Federally Set Timelines

Tags: blue sky   NSMIA   Private placements   Regulation A activity   Regulation D   Securities offerings   State securities laws
By:
The SEC Warns Prospective Investors to Beware of Claims that the SEC Has Approved a Securities Offering (Because It Hasn’t, Technically)

Fraudsters may use SEC forms and filings to falsely claim SEC registration or that an offering was approved by the SEC. Don’t confuse that with the actual vetting by the SEC staff of disclosure during the review process and acceleration of effectiveness of a registered securities offering.

Tags: Crowdfunding   Form D   Initial coin offering   Investor Alert   Item 501(b)(7)   Offering statement on Form 1-A   Offering statement on Form C   Registration statements   Regulation A activity   Regulation S-K   Rule 253(f)   SEC approval of offerings   SEC Office of Investor Education and Advocacy   Securities Act of 1933   Securities offerings   Unregistered offerings
olshanlaw.com

Subscribe

Recent Posts

Contributors

Archives

Jump to Page

Necessary Cookies

Necessary cookies enable core functionality such as security, network management, and accessibility. You may disable these by changing your browser settings, but this may affect how the website functions.

Analytical Cookies

Analytical cookies help us improve our website by collecting and reporting information on its usage. We access and process information from these cookies at an aggregate level.